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Posts Tagged 'financial-ombudsman'

11th Jul

Victory for investors in failed ‘secured’ bond; the need for caution when investing in retail bonds or mini-bonds

Victory for investors in failed ‘secured’ bond; the need for caution when investing in retail bonds or mini-bonds

Investors that had been staring down the barrel of a £7.5m loss look set to be compensated after the Financial Ombudsman Service (FOS) upheld two complaints against Independent Portfolio Managers (IPM)

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21st Apr

FCA tackles Wasps over the 'accuracy and timeliness' of its market reporting

FCA tackles Wasps over the 'accuracy and timeliness' of its market reporting

Issuer of 6.5% retail bond due 2022 investigated after it breached financial covenants

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12th May

Glimmer of hope for London Capital & Finance investors

Glimmer of hope for London Capital & Finance investors

FCA urges investors to sign up with lifeboat fund as SFO investigates

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28th May

Watchdog investigated over London Capital & Finance and mini-bonds

Watchdog investigated over London Capital & Finance and mini-bonds

Treasury announces a full enquiry into doomed mini-bond issuer, and also a wider policy review

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